Financial & Investment Regulatory Compliance

Financial & Investment Regulatory Compliance

Our team of legal professionals and financial industry experts provides a full spectrum of services, including licensing support, to our financial services clients through value-added skills needed to support their businesses while improving their performance. Our team’s goal is to advise our clients in the financial services industry as they face regulatory, legislative, licensing, compliance and governance challenges. We guide them to effectively manage risk exposures, avoid legal pitfalls and deal with all other due diligence on a timely fashion.

Today’s companies face unprecedented challenges in managing risks and complying with laws, regulations and internal policies in a cost-effective manner. The costs of regulatory compliance are rising globally but the cost of non-compliance can be the loss of an entire enterprise. Our team of legal experts provides our clients with detailed analysis and interpretation of laws and regulations governing the financial services industry in order to counsel them on how to comply with regulatory requirements and respond to situations of non-compliance thus protecting their reputation. We also work closely with our clients to make sure they always have updated compliance programmes as well as Anti Money Laundering (AML) procedures.

Given the increasing regulatory scrutiny related to AML issues and complex challenges faced by our clients, our team offers legal advice on how to implement and maintain a robust Anti-Money compliance program that can be applied across diverse business lines.

We always make sure that our clients have the tools, methodologies, processes and controls necessary to properly recognise, evaluate and manage the risks and challenges that their businesses face and we assure them that they can count on us as their partner.

Head of the Department

Andreas Michaelides

Team Members

Practice areas

  • Licensing support services for regulated entities under the Central Bank of Cyprus and Cyprus Securities and Exchange Commission (CySEC) 
  • Financial services regulatory advisory and reporting
  • Capital markets regulatory advisory and reporting
  • Financial and economic sanctions
  • Anti-money laundering (AML) compliance
  • FATCA & CRS compliance and reporting
  • Economic substance
  • Regulatory Compliance and Remedation
  • Fund licensing and administration services
  • Risk management services
  • Competition Law Advisory and Representation

Call Us Now!

Tel: +357 22 46 55 00

Fax: +357 22 33 85 00

Follow Us!

Send Us Message!

Visit Our Office!

  • 12, Demostheni Severi Av.
    Office 601, 6th Floor 1080 Nicosia, Cyprus
  • 4 Valaoritou Street,
    1st Floor, Kolonaki, 10671, Athens, Greece

Pin It on Pinterest